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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-29
TX RA APPROVED_RES 2007-05-22
GA RA APPROVED 2003-07-16
  • CO RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2007-05-22
  • GA RA
    APPROVED
    Since 2003-07-16

Branch Locations

One Glenlake Pkwy Ste 650, Atlanta, GA 30328 • United States

Grand Junction, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Atlanta GA 09/2005 03/2020
Ameriprise Financial Service, Llc Atlanta GA 07/2003 Present
  • 09/2005 → 03/2020
    Ameriprise Financial Services, Inc.
    Atlanta, GA
  • 07/2003 → Present
    Ameriprise Financial Service, Llc
    Atlanta, GA
Other Businesses

Business Ownership; IDFIDC, LLC; Owner; legal entity to support the practice or team (i.e. manage the day-to-day operations and expenses of practice or team); 1020 Ranch View Rd, , Grand Junction, CO, 81505; Not Investment-Related; 06/30/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-02
  • S66 Uniform Combined State Law Examination
    2003-07-02
Other Names
  • Allen Shpigel Assaf

View on SEC IAPD

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