Carina Shipotofsky Diamond

Current Employers

Arax Advisory Partners

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-02-05

OH RA
APPROVED

Since 2026-02-05

Branch Locations

1300 E. 9Th Street Suite 1900, Cleveland, OH 44114 • United States

10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ss&G Wealth Management	Akron	OH	08/2002	10/2018
Cetera Advisor Llc	Denver	CO	01/2013	10/2018
Springside Partners Llc	Akron	OH	08/2014	10/2019
Springside Partners Llc	Akron	OH	10/2014	10/2019
Dakota Wealth, Llc	Palm Beach Gardens	FL	07/2019	07/2023
Dakoré Wealth Management, Llc	Akron	OH	08/2020	07/2023
Gries Financial Partners	Cleveland	OH	09/2024	01/2026
Stella Secunda Parnters	Brecksville	OH	08/2023	08/2024
Arax Advisory Partners, Llc	Denver	CO	02/2026	Present

08/2002 → 10/2018

Ss&G Wealth Management

Akron, OH
01/2013 → 10/2018

Cetera Advisor Llc

Denver, CO
08/2014 → 10/2019

Springside Partners Llc

Akron, OH
10/2014 → 10/2019

Springside Partners Llc

Akron, OH
07/2019 → 07/2023

Dakota Wealth, Llc

Palm Beach Gardens, FL
08/2020 → 07/2023

Dakoré Wealth Management, Llc

Akron, OH
09/2024 → 01/2026

Gries Financial Partners

Cleveland, OH
08/2023 → 08/2024

Stella Secunda Parnters

Brecksville, OH
02/2026 → Present

Arax Advisory Partners, Llc

Denver, CO

Previous Registrations

2024-09-30 → 2026-02-06

Gfp Private Wealth

Cleveland, OH
2019-07-16 → 2023-07-10

Dakota Wealth, Llc

Akron, OH

Palm Beach Gardens, FL
2020-10-01 → 2021-07-08

Dakore Wealth Management, Llc

Palm Beach Gardens, FL
2014-11-07 → 2019-11-01

Springside Partners Llc

Akron, OH
2004-01-01 → 2018-10-16

Cetera Advisors Llc

Greenwood Village, CO

Akron, OH

Cleveland, OH
2003-08-21 → 2004-01-01

Vestax Securities Corporation

Akron, OH

Other Businesses

Advyzon, non-investment related, 935 W Chestnut St, Suite 301, Chicago, IL 60642, FinTech SaaS Provider, volunteer advisory board member, non-paid, 10/1/2025 start date, 4 hours during trading hours per month, contribute to software development road map for Advyzon's SaaS offering.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-11
S63	Uniform Securities Agent State Law Examination	2003-05-19

S66 Uniform Combined State Law Examination

2003-08-11
S63 Uniform Securities Agent State Law Examination

2003-05-19

Designations

View on SEC IAPD