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Robert Scott Smith

Modern Wealth Management, LLC

Knoxville, TN

Kansas City, MO

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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-08
  • TN RA
    APPROVED
    Since 2024-07-08

Branch Locations

9717 Cogdill Road Suite 202, Knoxville, TN 37932 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coulter & Justus Financial Services, Llc Knoxville, Tn TN 08/2008 06/2024
Modern Wealth Management, Llc Lenexa KS 06/2024 Present
Previous Registrations
  • 2010-10-08 → 2024-07-15
    C & J Wealth Advisors
    Knoxville, TN
  • 2003-04-18 → 2003-08-18
    International Management Associates, Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-12
S65 Uniform Investment Adviser Law Examination 2002-10-23
  • S66 Uniform Combined State Law Examination
    2008-11-12
  • S65 Uniform Investment Adviser Law Examination
    2002-10-23
Other Names
  • Robert Scott Smith

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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