Michael Christopher Assad

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2007 → Present
  Marmaras And Smith Llc
  Bethlehem, PA
• 08/2014 → Present
  Vicus Capital, Inc (Formerly Pfg Financial Advisors)
  State College, PA
• 09/2014 → Present
  Michael Assad Llc
  White Haven, PA

Previous Registrations

• 2003-08-07 → 2007-01-09
  Ameriprise Financial Services, Llc
  Center Valley, PA
  Cranston, RI

Other Businesses

1. CLIENT ACCOUNT ANALYST, WITH PENNSYLVANIA FINANCIAL GROUP, 40 SECURITIES TRADING HOURS WEEKLY, 5 NON SECURITIES TRADING HOURS WEEKLY, START DATE 1/2007; 2. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 08/18/2014, 40HRS/WK (32.5 TRADING HOURS), INVESTMENT ADVISOR REPRESENTATIVE; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2015 APX NUMBER OF HOURS PER WEEK: 6 APX NUMBER OF TRADING HOURS PER WEEK: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG TERM CARE. 4. NAME OF OTHER BUSINESS: MICHAEL ASSAD LLC, INVESTMENT RELATED: NO, ADDRESS: 21 OAK RD, WHITE HAVEN, PA, 18661, NATURE OF BUSINESS: ACCOUNTING PURPOSES, START DATE: 9/2014, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: LESS THAN 1, APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1, BRIEF DESCRIPTION OF DUTIES: BUSINESS OWNER, FOR ACCOUNTING PURPOSES; 5.NAME OF OTHER BUSINESS: MARMARAS & SMITH LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES FIRM; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: EXECUTIVE AND OPERATIONS PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE WORK FOR ADVISORS; 6. NAME OF OTHER BUSINESS: BUSINESS NETWORK INTERNATIONAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: NETWORKING;

Exams

• S66 Uniform Combined State Law Examination
  2003-07-03