Jarrett Todd Bostwick

Current Employers

Employment History

• 11/2007 → Present
  Factorhealth Management, Llc
  Boca Raton, FL
• 01/2009 → Present
  Handler Thayer, Llp
  Chicago, IL
• 01/2012 → 05/2022
  Spearhead Capital, Llc
  Wellington, FL
• 09/2012 → 05/2022
  Spearhead Capital Advisors, Llc
  Wellington, FL
• 08/2019 → Present
  Bonaventure Equity
  West Palm Beach, FL
• 06/2022 → Present
  Rockefeller Financial Llc
  Wellington, FL

Previous Registrations

• 2017-08-30 → 2022-06-30
  Spearhead Capital Advisors, Llc
  Wellington, FL
• 2003-04-02 → 2003-10-08
  Ernst & Young Investment Advisers Llp
  Chicago, IL

Other Businesses

1) FACTORHEALTH MANAGEMENT, LLC, BOCA RATON, FL; NOT INV. RELATED; SINCE 11/2007, CEO/GENERAL COUNSEL FOR SPECIALTY PHARM. THAT HAS CEASED OPERATIONS, 8 HRS/MO, 0 DURING TRADING. 2) HANDLER THAYER, LLP, CHICAGO, IL; NOT INV. RELATED; SINCE 1/2009; OF COUNSEL, 2% TIME/MO 3) SPEARHEAD CAPITAL ADVISORS, LLC, WELLINGTON, FL, INV. RELATED; SINCE 9/6/12; OWNER/PARTNER/OFFICER OF REGISTERED INVESTMENT ADVISORY; 80 HRS/MO. 4) GLOBALCARE PARTNERS LLC, WELLINGTON, FL; NOT INV. RELATED, SINCE 7/2012, OWNER OF HOLDING CO OF ASSISTED LIVING PROPERTIES, 0.5% OF TIME/MO. 5) SPEARHEAD STRATEGIC PARTNERS, LLC, WELLINGTON, FL, INV. RELATED, SINCE 7/2012, OWNER/OFFICER OF HOLDING CO FOR EQUITY INVESTMENTS IN RIAS & OTHER INV. MGT. BUSINESSES, 2% OF TIME/MO. 6) SPEARHEAD INNOVATIVE SOLUTIONS, LLC, WELLINGTON, FL; INV. RELATED, SINCE 5/2012, OWNER AND MANAGER OF COMPANY; MANAGEMENT, ADMINISTRATION & CONSULTING BUSINESS, 1% OF TIME/MO. 7) NATIONAL FINANCIAL COMPANIES, LLC, WELLINGTON, FL; NOT INV. RELATED, SINCE 1/1/11, PRINCIPAL/MEMBER OF FAMILY OFFICE/PRIVATE INV. HOLDING CO, GENERAL MGT & OVERSIGHT OF PRIVATELY HELD INVESTMENTS, 10 HRS/MO, 0 DURING TRADING. 8) THE SIII ASSOCIATES LIMITED PARTNERSHIP, LP, BOULDER CITY, NV ; NOT INV. RELATED, SINCE 11/1/07, LTD PARTNER OF HOLDING CO, GENERAL MGT IN WINDING DOWN OF PORTFOLIO COMPANY, FACTORHEALTH MANAGEMENT, LLC, 1 HR/MO, 0 DURING TRADING. 9) SF IV, LLC, BOULDER CITY, NV; NOT INV. RELATED, SINCE 11/1/07, MEMBER OF HOLDING CO, GENERAL MGT. IN WINDING DOWN OF PORTFOLIO CO, FACTORHEALTH MGT., LLC, 1 HR/MO, 0 DURING TRADING. 10) SX LLC, WELLINGTON, FL; NOT INV. RELATED, SINCE 8/15/11, MEMBER OF HOLDING CO, OVERSIGHT OF LITIGATION MATTER, DEVOTE 4 HRS/MO, 0 DURING TRADING. 11) ABSTRUM PARTNERS, LLC, WELLINGTON, FL, NOT INV. RELATED, SINCE 3/7/11, OWNER/MGR. OF MGT. CO, OVERSEE OWNERSHIP IN SPEARHEAD CAPITAL LLC, 2 HRS/MO, 0 DURING TRADING. 12) NEMOMON, LLC, WELLINGTON, FL, NOT INV. RELATED, SINCE 12/13/11, MANAGER OF MGT. CO, OVERSEE PRIVATE INV. IN PHARMACY CO, 5 HRS/MO, 0 DURING TRADING. 13) PLANT WIZARD HOLDING CO, LLC, BOCA RATON, FL, NOT INV. RELATED, SINCE 10/27/10, OWNER/MEMBER OF HOLDING CO, OVERSEE PRIVATE INV. IN GARDENING PRODUCTS CO, 2 HRS/MO, 0 DURING TRADING. 14) RMI FINANCE CORP., BOCA RATON, FL, NOT INV. RELATED, SINCE 12/24/08, OWNER/PASSIVE INVESTOR IN LEASING CO, 5 HRS/MO, 0 DURING TRADING. 15) SBF FINANCIAL, INC., BOULDER CITY, NV, NOT INV. RELATED, SINCE 12/15/11, OWNER/PASSIVE INVESTOR IN HOLDING CO/ACQUISITION CO, 5 HRS/MO, 0 DURING TRADING. 16) NFC II, INC, BOULDER CITY, NV, NOT INV. RELATED, SINCE 12/15/11, DIRECTOR/OWNER/PASSIVE INVESTOR IN HOLDING CO/ACQUISITION CO, 5 HRS/MO, 0 DURING TRADING. 17) NFC ADVANCED TECHNOLOGIES, BOULDER CITY, NV, NOT INV. RELATED, SINCE 12/15/11, PRES./DIRECTOR (CHAIRMAN)/OWNER/PASSIVE INVESTOR OF HOLDING CO/ACQUISITION CO, 5 HRS/MO, 0 DURING TRADING. 18) FIRST SBF FINANCIAL CORPORATION, BOULDER CITY, NV, NOT INV. RELATED, SINCE 12/15/11, OWNER/PASSIVE INVESTOR OF HOLDING CO/ACQUISITION CO, 5 HRS/MO, 0 DURING TRADING. 19) LSE, INC., BOULDER CITY, NV, NOT INV. RELATED, SINCE 11/30/10, OWNER/PASSIVE INVESTOR OF HOLDING CO, 0 HRS/MO, 0 DURING TRADING. 20) S V II, LLC, WELLINGTON, FL, NOT INV. RELATED, SINCE 5/5/08, MANAGER/OWNER/PASSIVE INVESTOR OF HOLDING CO, 0 HRS/MO, 0 DURING TRADING. 21) BONAVENTURE EQUITY; INVESTMENT RELATED; WEST PALM BEACH, FL; OWNER/MEMBER OF GENERAL AND LIMITED PARTNER, INVESTMENT COMMITTEE; 08/2019; LESS THAN 2 HOURS PER WEEK; PROVIDE BUSINESS AND INVESTMENT GUIDANCE 22) JTB Equities, LLC; New Vernon, NJ; Investment-Related; Since 1/2022; Managing Member; LLC formed for the purpose of making a private investment; Devote less than 5 hrs/month to this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-06-29
• S63 Uniform Securities Agent State Law Examination
  2013-05-24