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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-04-27 |
| TX | RA | APPROVED | 2026-04-27 |
Branch Locations
204 Executive Ct, Suite 307, Little Rock, AR 72205 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
204 Executive Ct, Suite 307, Little Rock, AR 72205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wisinger Financial Inc | Little Rock | AR | 12/2010 | 06/2021 |
| Voya Financial Advisors | Little Rock | AR | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | 04/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 04/2026 |
| Lpl Financial Llc | Little Rock | AR | 04/2026 | Present |
1. 4/2026 - Wisinger Financial Inc. - DBA for LPL Business (entity for LPL business) - INV REL - 165 Hour(s)/Month - 125 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/27/2026 2. 4/2026 - Wisinger Financial Inc - Non-Variable Insurance - INV REL - 5 Hour(s)/Month - 5 Hour(s) During Trading - Little Rock AR 72205 - OBA Start Date: 06/17/2003
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-05 |
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