Van Washington

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-05-31

TX RA
APPROVED

Since 2011-05-31

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Shenandoah, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	05/2011	Present
Spc	Ann Arbor	MI	05/2011	Present

05/2011 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2011 → Present

Spc

Ann Arbor, MI

Previous Registrations

2009-10-05 → 2011-05-19

Ameriprise Financial Services, Llc

Richardson, TX

Plano, TX

Southlake, TX
2007-06-15 → 2009-10-05

Ameriprise Advisor Services, Inc.

Richardson, TX
2007-04-16 → 2007-06-20

Morgan Stanley & Co. Llc

Dallas, TX

Other Businesses

Sale of non-variable insurance products (including term, UL and whole life) through various insurance companies. Start date: 3/15/26, approx. 5-10 hrs/mo. INV REL: Y

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-03-31
S63	Uniform Securities Agent State Law Examination	2003-06-05

S65 Uniform Investment Adviser Law Examination

2007-03-31
S63 Uniform Securities Agent State Law Examination

2003-06-05

View on SEC IAPD

Current Employers

Spc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews