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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2013-07-16 |
Branch Locations
660 Cascade W. Pkwy Se, #100, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Grand Rapids | MI | 02/2010 | Present |
1. 02/03/10 - DBA FIRST MUTUAL INVESTMENT MANAGEMENT/100%/GRAND RAPIDS, MI 2. 10/08/2019 - No business name - Investment related - At reported business location(s) - Notary Public - start date:10/07/2019 - 1 hr/mo - 1 hr during trading. 3. 1/30/2023 - VanNoord Tax and Accounting - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - 01/30/2023 - 15 Hours Per Month/2 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-11 |
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