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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-08-15
FL RA APPROVED 2024-02-28
KY RA APPROVED 2023-01-18
MS RA APPROVED 2023-01-18
TX RA APPROVED_RES 2016-02-10
AL RA APPROVED 2013-02-06
  • GA RA
    APPROVED
    Since 2025-08-15
  • FL RA
    APPROVED
    Since 2024-02-28
  • KY RA
    APPROVED
    Since 2023-01-18
  • MS RA
    APPROVED
    Since 2023-01-18
  • TX RA
    APPROVED_RES
    Since 2016-02-10
  • AL RA
    APPROVED
    Since 2013-02-06

Branch Locations

Foley, AL • United States

1 Music Circle North Suite 400, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Birmingham AL 02/2013 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

DUSTY BOOTS WOODCRAFT POSITION: Woodworker NATURE: Woodworking INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2022 ADDRESS: 2195 Smokey Road, Alabaster AL 35007, United States DESCRIPTION: Fabricate raw lumber into home decor. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-26
S63 Uniform Securities Agent State Law Examination 2003-05-19
  • S65 Uniform Investment Adviser Law Examination
    2003-12-26
  • S63 Uniform Securities Agent State Law Examination
    2003-05-19
Other Names
  • Rance Kevin Morgan

View on SEC IAPD

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