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Brandon J Sanford

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Newport Beach, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-07-24
  • CA RA
    APPROVED
    Since 2003-07-24

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

520 Newport Ctr Dr, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. San Francisco CA 10/2002 Present
Bank Of America, Na Los Angeles CA 08/2009 Present
  • 10/2002 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    San Francisco, CA
  • 08/2009 → Present
    Bank Of America, Na
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-07
  • S66 Uniform Combined State Law Examination
    2003-07-07

View on SEC IAPD

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