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John Daniel Penney

Mml Investors Services, LLC

Boston, MA

Norwell, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-08-22
  • CT RA
    APPROVED
    Since 2023-08-22

Branch Locations

10 Fan Pier Blvd., Boston, MA 02210 • United States

Norwell, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 06/2002 09/2017
John Hancock Distributors Llc Boston MA 07/2005 09/2017
Metlife Investors Distribution Company Boston MA 09/2017 01/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Randolph MA 03/2022 07/2023
Unemployed Norwell MA 01/2022 03/2022
Massmutual Springfield MA 08/2023 Present
Mml Investors Services, Llc Springfield MA 08/2023 Present
  • 06/2002 → 09/2017
    John Hancock
    Boston, MA
  • 07/2005 → 09/2017
    John Hancock Distributors Llc
    Boston, MA
  • 09/2017 → 01/2022
    Metlife Investors Distribution Company
    Boston, MA
  • 03/2022 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Randolph, MA
  • 01/2022 → 03/2022
    Unemployed
    Norwell, MA
  • 08/2023 → Present
    Massmutual
    Springfield, MA
  • 08/2023 → Present
    Mml Investors Services, Llc
    Springfield, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-02
S63 Uniform Securities Agent State Law Examination 2004-04-30
  • S66 Uniform Combined State Law Examination
    2022-05-02
  • S63 Uniform Securities Agent State Law Examination
    2004-04-30
Other Names
  • John Daniel Penney
  • John Penney

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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