Steven Patrick Rowan

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-05-20
MN	RA	APPROVED	2013-12-04

TX RA
APPROVED_RES

Since 2015-05-20
MN RA
APPROVED

Since 2013-12-04

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

1255 Gun Club Road, White Bear Lake, MN 55110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services Inc	White Bear Lake	MN	03/2009	Present
Massmutual Life Insurance Co.	White Bear Lake	MN	03/2009	Present

03/2009 → Present

Mml Investors Services Inc

White Bear Lake, MN
03/2009 → Present

Massmutual Life Insurance Co.

White Bear Lake, MN

Previous Registrations

2007-01-22 → 2007-10-11

Ameriprise Financial Services, Llc

New Brighton, MN

New Brighton, MN

Edina, MN

Other Businesses

NAME: OUTSIDE INSURANCE CARRIER APPOINTMENTS INV REL: Y ADD: 100 S. 5TH STREET, SUITE 2300, MINNEAPOLIS, MN 55402 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 1/1/2011 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DUTIES: SALES AND SERVICE OF TRADITIONAL INS PROUCTS THROUGH VARIOUS INSURANCE COMPANIES. SERVICE-ONLY OF FIXED INDEXED INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-17

S66 Uniform Combined State Law Examination

2003-07-17

View on SEC IAPD