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Samuel R Waltman

Kayne Anderson Rudnick Investment Management, LLC

Los Angeles, CA

Holladay, UT

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Current Employers
Kayne Anderson Rudnick Investment Management, Llc

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-01
GA RA APPROVED 2026-06-03
OH RA APPROVED 2026-04-16
MI RA APPROVED 2023-04-17
FL RA APPROVED 2022-07-19
AZ RA APPROVED 2022-07-05
TX RA APPROVED 2022-06-29
CO RA APPROVED 2022-04-21
WA RA APPROVED 2022-04-21
UT RA APPROVED 2016-11-09
CA RA APPROVED 2016-05-18
  • IL RA
    APPROVED
    Since 2026-07-01
  • GA RA
    APPROVED
    Since 2026-06-03
  • OH RA
    APPROVED
    Since 2026-04-16
  • MI RA
    APPROVED
    Since 2023-04-17
  • FL RA
    APPROVED
    Since 2022-07-19
  • AZ RA
    APPROVED
    Since 2022-07-05
  • TX RA
    APPROVED
    Since 2022-06-29
  • CO RA
    APPROVED
    Since 2022-04-21
  • WA RA
    APPROVED
    Since 2022-04-21
  • UT RA
    APPROVED
    Since 2016-11-09
  • CA RA
    APPROVED
    Since 2016-05-18

Branch Locations

2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States

1895 E Rodeo Walk Dr. Suite B200, Holladay, UT 84117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kayne Anderson Rudnick Investment Management, Llc Los Angeles CA 04/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-03
S63 Uniform Securities Agent State Law Examination 2003-05-13
  • S66 Uniform Combined State Law Examination
    2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2003-05-13
Designations
Other Names
  • Samuel Rex Waltman

View on SEC IAPD

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