Anthony J Bates

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-07-30

NY RA
APPROVED

Since 2025-07-30

Branch Locations

Endicott, NY • United States

110 Grant Ave, Endicott, NY 13760 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ibn Financial Services, Inc.	Liverpool	NY	08/2008	06/2025
Cambridge Investment Research, Inc.	Fairfield	IA	06/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	06/2025	Present
Village Of Endicott	Endicott	NY	11/2008	Present

08/2008 → 06/2025

Ibn Financial Services, Inc.

Liverpool, NY
06/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
06/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
11/2008 → Present

Village Of Endicott

Endicott, NY

Previous Registrations

2021-07-19 → 2025-06-26

Ibn Financial Services, Inc.

Endicott, NY

Liverpool, NY

Liverpool, NY

Other Businesses

1) VILLAGE OF ENDICOTT, 1009 East Main Street, Endicott NY 13760, 06/2025, W2 Employee, Government/Political, INV REL, 160 HR/MO, 160 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 06/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-02

S66 Uniform Combined State Law Examination

2003-07-02

Other Names

Anthony Bates

View on SEC IAPD