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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-11-10
  • CA RA
    APPROVED
    Since 2010-11-10

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Solutions Wealth Managment Llc Williamsville NY 12/2009 Present
Neiman Funds Management Llc Williamsville NY 12/2009 Present
  • 12/2009 → Present
    Independent Solutions Wealth Managment Llc
    Williamsville, NY
  • 12/2009 → Present
    Neiman Funds Management Llc
    Williamsville, NY
Previous Registrations
  • 2001-03-06 → 2009-12-31
    Neiman Capital Management, Llc
    San Diego, CA
Other Businesses

1)NEIMAN FUNDS MANAGEMENT LLC, PARTNER - RIA SEPT. 2009 TO PRESENT. 20 HRS PER MONTH DURING TRADING HOURS. 2) Peak Reps, LLC; Managing Member; Holding Company; 10% time spent. 3) Blackridge Asset Management, LLC; RIA; President; 15% time spent; $0 compensation.

Other Names
  • Daniel David Neiman
  • Daniel Neiman

View on SEC IAPD

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