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Current Employers
Harbour Investments, Inc.

575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-09-07
  • WI RA
    APPROVED
    Since 2017-09-07

Branch Locations

5400 King James Way Suite 110, Fitchburg, WI 53719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2012 08/2017
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2012 08/2017
Wealth Distribution Strategies Verona WI 08/2017 Present
Harbour Investments, Inc Madison WI 08/2017 Present
Previous Registrations
Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-04
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S65 Uniform Investment Adviser Law Examination
    2011-02-04
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28
Designations

View on SEC IAPD

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