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575 D'ONofrio Drive Suite 300, Madison, WI 53719 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-09-07 |
Branch Locations
5400 King James Way Suite 110, Fitchburg, WI 53719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2012 | 08/2017 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2012 | 08/2017 |
| Wealth Distribution Strategies | Verona | WI | 08/2017 | Present |
| Harbour Investments, Inc | Madison | WI | 08/2017 | Present |
1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Wealth Distribution Strategies - DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-28 |
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