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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2014-02-21 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States
10417 Excelsior Blvd. Suite 1, Hopkins, MN 55343 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United/Mutual Of Omaha | La Crosse | WI | 10/2002 | Present |
INSURANCE AGENT SINCE OCTOBER 2002, NON-INVESTMENT RELATED, LIFE, FIXED ANNUITIES, CRITICAL ILLNESS, DISABILITY, LTC, HEALTH AND MEDICARE SUPPLEMENTS, 5 HOURS PER WEEK. PROPERTY RENTAL INVESTMENT INCOME SINCE OCTOBER 2014. 2 HRS PER MONTH, NO NET MONTHLY INCOME. Co-owner of Clarity Real Estate LLC. Periodic incidental income from property maintenance. 60% co-owner of Clarity Financial LLC; DBA FOR TAX PURPOSES ONLY; START DATE: 1/1/2019 Supervisory Board Member; Diamond Way Buddhism Foundation; Start Date: 08:2015; Non-Investment Related; No Compensation; Supervise Board of Directors; No Check Writing Ability; Approximately 1 week per year. Co-Chairman; Diamond Way Buddhism Foundation; Start Date: 11/2015; Non-Investment Related; No Compensation; Supervise Executive Officers, Board of Directors, and Strategic Planning; No Check Writing Ability; Approximately 3 hours per week during non-trading hours. Travelling Teacher; Diamond Way Buddhism Foundation; Start Date: 05/2004; Non-Investment Related; No Compensation; Teaching Buddhism and Meditation; Approximately a few weekends per quarter and a few weeks per year. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-09 |
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