Daniel Stephen Dipaola

Current Employers

Employment History

• 10/2014 → 10/2024
  Novem Group
  Pittsford, NY
• 05/2026 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2026 → Present
  Blue Horizon Equity Inc.
  Pittsford, NY
• 10/2014 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2014 → 10/2024
  American Portfolios Advisors, Inc
  Pittsford, NY
• 10/2024 → 05/2026
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2024-10-11 → 2026-05-21
  Osaic Wealth, Inc.
  Ballston Spa, NY
  Pittsford, NY
  Scottsdale, AZ
• 2014-10-06 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2014-10-08 → 2024-10-04
  Novem Group
  Rochester, NY
  Pittsford, NY
• 2010-10-19 → 2014-10-09
  Equitable Advisors, Llc
  Rochester, NY
  Pittsford, NY
  Rochester, NY

Other Businesses

1. NAME OF OTHER BUSINESS: ITP PARTNERS LLC INVESTMENT RELATED: No ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: Office Premises Management & Branding START DATE: 10/2014 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: Provides administrative support for a shared office location used by multiple financial services professionals 2. NAME OF OTHER BUSINESS: ITRUST ADVISORS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SERVICES START DATE: 10/2014 POSITION/TITLE/RELATIONSHIP: INDEPENDENT CONTRACTOR/AGENT APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDING FIXED INSURANCE SALES; 3. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 2/2003 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF OTHER BUSINESS: BLUE HORIZON EQUITY INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: OUTSIDE REGISTERED INVESTMENT ADVISER ACTIVITIES START DATE: 05/2026 POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 24 BRIEF DESCRIPTION OF DUTIES: PROVIDING INVESTMENT ADVISORY SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2003-07-12

Designations

Other Names

• Daniel Dipaola