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Brian Emerson Booker

Prosperity Wealth Management

Port Haywood, VA

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Current Employers
Prosperity Wealth Management

Port Haywood, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2021-11-02
  • VA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2021-11-02

Branch Locations

Port Haywood, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Richmond VA 10/2003 08/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2003 08/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2010 08/2019
Northwestern Mutual Investment Services, Llc Richmond VA 09/2003 08/2019
Northwestern Mutual Financial Network Richmond VA 09/2003 08/2019
Prosperity Wealth Management Richmond VA 09/2019 Present
Previous Registrations
Other Businesses

Brian Emerson Booker is an independent licensed insurance agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-03
S63 Uniform Securities Agent State Law Examination 2004-01-21
  • S66 Uniform Combined State Law Examination
    2009-03-03
  • S63 Uniform Securities Agent State Law Examination
    2004-01-21

View on SEC IAPD

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