David John Mogan

Current Employers

Employment History

• 03/2004 → 01/2020
  Fidelity Investments
  Smithfield, RI
• 01/2020 → 12/2025
  Ubs Financial Services Inc.
  Rockland, MA
• 12/2025 → Present
  Wells Fargo Clearing Services, Llc
  Boston, MA

Previous Registrations

• 2025-12-02 → 2025-12-11
  Ubs Financial Services Inc.
  Rockland, MA
  North Attleboro, MA

Other Businesses

1) Name of Business: Collagen 6 Research Charity Inc./ Address: 233 Old Harbor Road Westport Ma United States 02790./ Investment Related: No./ Nature: COL6 Fund is a registered 501 (c) (3) non-profit raising money to cure Collagen VI-related dystrophy, a rare congenital muscular dystrophy./ Role: Member of Board of directors,/ Duty: Involved in monthly charity activities that include awareness events and planning. Ultimately its a small charity so all board members kind of work on everything including: ideas on what the leaders should post on social media, standing at a tent at road races to share the mission of the charity and planning for the long run of what the charity is trying to solve./ Start Date: 5/1/2022./ Time Required: N/A. 2) Name of Business: 33 Management LLC./ Address: United States./ Nature: This company conducts no business at this time and never has conducted any business, it is inactive. In the future we may consider using this LLC to own a property, that will be partly used for personal use, and rental. This LLC has no assets, no bank accounts, no liabilities./ Role: Proprietor / owner./ Duty: Owning and potentially renting a property.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-02-06

Designations

Other Names

• David John Mogan
• David John Mogan
• David John Mogan
• David J Mogan