Joseph Antoine Sirgy

Current Employers

Employment History

• 03/2003 → 11/2017
  National Planning Corporation
  West Covina, CA
• 03/2003 → Present
  Trilogy Financial Services
  West Covina, CA
• 11/2017 → Present
  Lpl Financial Llc
  West Covina, CA
• 01/2016 → Present
  Trilogy Capital, Inc
  West Covina, CA

Previous Registrations

• 2006-02-16 → 2017-11-29
  National Planning Corporation
  West Covina, CA
  West Covina, CA

Other Businesses

1. 11/29/2017 - TRILOGY FINANCIAL SERVICES - Investment Related - Non-Variable Insurance - Agent - TRILOGY FINANCIAL SERVICES - sells Life, Health, Disability and LTC. 2. 11/14/2017 - Dave Ramsey Leads - Not Investment Related - Other - Subscriber to Dave Ramsey Leads. 3. 02/20/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 12/1/2015 - 5 Hours Per Month/2 During Securities Trading - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/22/2021 - No Business Name - Investment Related - Home Based; Mission Viejo, CA 92691; Fontana 92336; and Cucamonga 91701 - Real Estate Rental - Landlord - Started 09/09/1991 - 2 Hours Per Month/0 Hours During Securities Trading - Own 4 rental properties. 5. 07/05/2022 - Trilogy Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/12/2003 - 20 Hours Per Month/20 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-01-19
• S63 Uniform Securities Agent State Law Examination
  2003-04-14

Designations