Brock J Goodwin

Strategic Advisers LLC

Castle Rock, CO

Greenwood Village, CO

Claim This Profile

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

CO RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

Castle Rock, CO • United States

6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha Investor Services	Centennial	CO	10/2014	02/2018
Mutual Of Omaha Insurance Company	Centennial	CO	10/2014	02/2018
Securities America, Inc.	Denver	CO	03/2018	04/2021
Securities America Advisors	Denver	CO	03/2018	04/2021
Fidelity Investments	Greenwood Village	CO	04/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

10/2014 → 02/2018

Mutual Of Omaha Investor Services

Centennial, CO
10/2014 → 02/2018

Mutual Of Omaha Insurance Company

Centennial, CO
03/2018 → 04/2021

Securities America, Inc.

Denver, CO
03/2018 → 04/2021

Securities America Advisors

Denver, CO
04/2021 → Present

Fidelity Investments

Greenwood Village, CO
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2021-07-12 → 2025-03-31

Fidelity Personal And Workplace Advisors

Greenwood Village, CO
2018-03-29 → 2021-05-06

Securities America Advisors, Inc.

Denver, CO
2014-12-09 → 2018-03-09

Mutual Of Omaha Investor Services, Inc.

Denver, CO
2007-01-11 → 2013-12-17

Mutual Of Omaha Investor Services, Inc.

Castle Rock, CO

Englewood, CO

Denver, CO

Other Businesses

OBA-120385|OrgNmn:B&L Goodwin Properties LLC|Org Addr:Castle Roc,Colorado,US|OBA Nature:LLC for Rental Property |Invst Rel:Y|Title:Co- owner |Duties:Rental Property|StrtDt:06-21-25|TotHrs/mon:4|TrdHrs/mon:0|

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-01-23
S65	Uniform Investment Adviser Law Examination	2007-01-09

S63 Uniform Securities Agent State Law Examination

2007-01-23
S65 Uniform Investment Adviser Law Examination

2007-01-09

Other Names

Brock Junior Goodwin
Brock Goodwin

View on SEC IAPD

More in Castle Rock, CO

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor