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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-14
TX RA APPROVED 2018-11-01
  • FL RA
    APPROVED
    Since 2018-11-14
  • TX RA
    APPROVED
    Since 2018-11-01

Branch Locations

Winter Haven, FL • United States

464 West Pipkin Road, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Haven FL 04/2011 11/2018
Bank Of America, N.A. Winter Haven FL 06/2011 11/2018
Calton & Associates, Inc. Tampa FL 11/2018 Present
Previous Registrations
Other Businesses

1) Guardian Wealth Management, LLC. Investment related. Address: 5116 South Lakeland Dr., Lakeland, FL 33813. Nature of Business: DBA entity for Brokerage and Advisory services. Position/Title/Relationship: Employee. Start Date: 11/1/2018. Hours per month: 160. Hours per month during Securities trading hours: 160. Duties/Responsibilities: Brokerage and Advisory services. 2) Salvation Army. Non-Investment related. Address: 1898 US 17, Winter Haven, FL 33881. Nature of Business: Sit on board of directors for my local Salvation Army chapter. Position/Title/Relationship: Director. Hours per month: 5. Hours per month during Securities trading hours: 10%. Duties/Responsibilities: Sit on board of directors for my local Salvation Army chapter. I do not have check writing capabilities in my role on the Board of Directors. 3) Real Estate Investments. Investment related. Address: 415 Flagler Rd., Winter Haven, FL 33884. Nature of Business: Residential real estate investments. Position/Title/Relationship: Owner. Start Date: 01/22/2019. Hours per month: 10. Hours per month during Securities trading hours: 2. Duties/Responsibilities: Buy and sell real estate for profit in my own name. 4) Central Florida Sunshine Distributors, LLC. Non-Investment related. Address: 730 Mooney Street, Building 304, Bartow, FL 33830. Nature of Business: Distribution Company primarily selling sand. Position/Title/Relationship: Partner. Start Date: 09/17/2018. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: My wife and I own 20% of this company. We sell different products online. At this point we primarily sell sand but will sell other types of products as opportunities present themselves. 5) Headstart Direct, LLC. (Non)Investment-Related. Address: 3395 Cypress Gardens Rd., Winter Haven, FL 33884. Nature of Business: We sell hair along with hair and skin products online through retail. Position/Title/Relationship: Director. Start Date: 08/31/2020. Hours per month: 5. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Identify products and get them ready to sell. 6) Bryson Macchione RRA, LLC,. Not Investment Related. This is an LLC owned by my Roth IRA for the purpose of making investments in different areas including but not limited to Real Estate and E-Commerce, MGR,2020-08-04,5 hours per month,0 hours per month during trading hours, Other Compensation, Identify and manage investment opportunities for the LLC for benefit of my Roth IRA. I do not receive compensation as a manager of the LLC. 7) BTM Group LLC. Not Investment Related. 415 Flagler Rd. Winter Haven FL, 33884. Nature of Business: Making Investments. Title: Director. Start Date: 05/04/2021. Hours Per Month: 10. Duties: Owner. 8) Iron Wifi. Not Investment Related. 5275 Brosche Rd Orlando, FL 32807 Nature of Business: Working with the company in partner relations/strategic partnerships. Working with existing and potential customers to educate on new and existing products and potential applications. Title: Partner. Start Date: 11/2022. Hours Per Month: 8 Hours. Duties: Working with the company in partner relations/strategic partnerships to educate new and existing customers on new and existing products and potential applications. Products offered include Captive Portals, AAA RADIUS, OSU and SCEP, Roaming and Offload, WBA OpenRoaming.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-20
  • S66 Uniform Combined State Law Examination
    2009-05-20

View on SEC IAPD

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