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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
8540 Executive Woods Dr Ste 100, Lincoln, NE 68512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lincoln | NE | 02/2003 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lincoln | NE | 07/2003 | 07/2021 |
| Bni Of The Heartland | Omaha | NE | 01/2012 | 11/2020 |
| Rink & Rolf, Inc. | Lincoln | NE | 01/2013 | 07/2021 |
| Rolf's Den Llc | Lincoln | NE | 06/2021 | 07/2021 |
| Lpl Financial Llc | Lincoln | NE | 07/2021 | Present |
1) 7/7/2021: Rink & Rolf, Inc. / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Lincoln, NE 68512 / start date 1/1/2016. 2) 02/17/2022: Rolf's Den LLC- Not Investment Related - Home Based- Business Entity For Tax/Investment Purposes Only- Start Date - 06/02/2021- 1 Hours Per Month/0 Hours During Securities Trading. 3) 10/11/2023: Rink & Rolf, Inc; DBA - NJN Financial Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 160hrs/mo. during trading. 4) 10/11/2023: A.V.E. Wealth Management; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/27/2023; 0hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-16 |
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