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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Foxboro, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 06/2014 Present
John Hancock Funds Llc Boston MA 06/2014 Present
Manulife Asset Management Boston MA 07/2014 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 06/2014 → Present
    John Hancock
    Boston, MA
  • 06/2014 → Present
    John Hancock Funds Llc
    Boston, MA
  • 07/2014 → Present
    Manulife Asset Management
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

a.OBA Name: Foxboro Soccer Association b.Investment-related? No c.OBA Address: Po Box 220 Foxboro, MA 02035 d.OBA Nature: Sports e.Position, Title, or Relationship with the OBA: Coach f.OBA Start Date: 04/24/2022 g.Approximate number of hours/month devoted to the OBA: 8 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: Coaching youth soccer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-22
S63 Uniform Securities Agent State Law Examination 2004-05-13
  • S65 Uniform Investment Adviser Law Examination
    2012-12-22
  • S63 Uniform Securities Agent State Law Examination
    2004-05-13

View on SEC IAPD

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