Jim Lucas

Current Employers

Employment History

• 09/2015 → 05/2017
  Hsbc Securities (Usa), Inc.
  San Francisco, CA
• 10/2018 → 03/2022
  Bancwest Investment Services, Inc.
  Palo Alto, CA
• 10/2018 → 03/2022
  Bank Of The West
  Palo Alto, CA
• 06/2017 → 10/2018
  Unemployed
  Menlo Park, CA
• 04/2022 → Present
  J.P. Morgan Securities Llc
  Palo Alto, CA
• 04/2022 → Present
  Jpmorgan Chase Bank, N.A.
  Palo Alto, CA
• 05/2022 → Present
  555 Gilbert Avenue Llc
  Menlo Park, CA

Previous Registrations

• 2018-11-02 → 2022-04-07
  Bancwest Investment Services, Inc.
  Palo Alto, CA
  Burlingame, CA
  Redwood City, CA
  Palo Alto, CA
  Menlo Park, CA
• 2012-04-17 → 2017-06-06
  Hsbc Securities (Usa) Inc.
  Palo Alto, CA
  San Francisco, CA
• 2011-08-04 → 2012-04-17
  Harrisdirect Llc
  Arlington, VA
• 2003-05-16 → 2011-06-20
  Charles Schwab & Co., Inc.
  Menlo Park, CA
  Menlo Park, CA
• 2000-07-26 → 2002-11-22
  Morgan Stanley Dw Inc.
  San Francisco, CA

Other Businesses

Entity Name: 555 Gilbert Avenue LLC Investment related: No Address: MENLO PARK California 94025 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/11/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I own a rental property (single family home) which is held in an llc. I am the sole owner

Exams

• S66 Uniform Combined State Law Examination
  2000-03-17

Other Names

• Jim Lucas
• James Frederick Lucas