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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-18 |
| TN | RA | APPROVED | 2009-03-05 |
Branch Locations
1111 Northshore Drive Suite S-600, Knoxville, TN 37919 • United States
837 W. Lamar Alexander Parkway, Maryville, TN 37801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Knoxville | TN | 01/2009 | Present |
| Raymond James Financial Services Advisors Inc. | Knoxville | TN | 03/2009 | Present |
| Pinnacle Financial Partners | Knoxville | TN | 01/2009 | Present |
| Highland Capital Brokerage/ Miller Loughery Beach | Knoxville | TN | 01/2014 | 09/2019 |
| Pinnacle Asset Management | Knoxville | TN | 05/2014 | 08/2020 |
(1)Name of Business: Align Private Wealth Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919-4082, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/06/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I am one of the financial advisors that will comprise the wealth management team. We are requesting to give wealth management team a name which we have chosen as Align Private Wealth. No other changes are being made. (2)Name of Business: Pinnacle Asset Management Address: 1111 N Northshore Dr Ste S600, Knoxville, TN, 37919, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/05/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor through Raymond James (47W5) but work for and DBA Pinnacle Asset Management, the wealth management division of Pinnacle Bank (We are an FID office)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-05-14 |
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