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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-11-01 |
| CT | RA | APPROVED | 2006-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Burlington | MA | 09/2006 | Present |
| Bank Of America,Na | Burlington | MA | 09/2009 | Present |
I*2188306, Entity Type: Entity For Profit, Name of OBA: Alfajor, S.A., Address: La Antigua, , Guatemala, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 02/12/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: To limit liability from our home and automobile in Guatemala.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-06 |
| S65 | Uniform Investment Adviser Law Examination | 2004-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-31 |
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