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Jeffrey David Broders

Running Oak Capital LLC

Minneapolis, MN

Ankeny, IA

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Current Employers
Running Oak Capital Llc

4415 E Lake Harriet Pkwy, Minneapolis, MN 55419 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-07
  • MN RA
    APPROVED
    Since 2021-12-07

Branch Locations

4415 E Lake Harriet Pkwy, Minneapolis, MN 55419 • United States

Ankeny, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Financial Group Des Moines IA 02/2003 09/2021
Principal Funds Distributor, Inc. Des Moines IA 03/2017 09/2021
Running Oak Capital Llc Edina MN 09/2021 Present
  • 02/2003 → 09/2021
    Principal Financial Group
    Des Moines, IA
  • 03/2017 → 09/2021
    Principal Funds Distributor, Inc.
    Des Moines, IA
  • 09/2021 → Present
    Running Oak Capital Llc
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-04
  • S66 Uniform Combined State Law Examination
    2008-06-04

View on SEC IAPD

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