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1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2026-01-05 |
Branch Locations
9171 Towne Centre Drive Suite 100, San Diego, CA 92122 • United States
1 Polaris Way Suite 100, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Precept Advisory Group Llc | Irvine | CA | 04/2011 | 12/2025 |
| Mma Securities Llc | Aliso Viejo | CA | 01/2026 | Present |
| Marsh Mclennan Agency | Aliso Viejo | CA | 11/2024 | Present |
1. The Registered Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to registered investment advisor or broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework. 2. Rental property owner, receives compensation from tenants for property rented in Laguna Hills, CA. This activity is not investment related and less than one (1) hour is spent during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-08 |
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