Shaun Christopher Marline

Current Employers

Employment History

• 05/2010 → 07/2017
  Wells Fargo Advisors Financial Network Llc
  Duluth, MN
• 07/2017 → Present
  Lpl Financial, Llc
  Duluth, MN
• 07/2017 → Present
  Independent Advisor Alliance, Llc
  Duluth, MN

Previous Registrations

• 2010-05-11 → 2017-08-04
  Wells Fargo Advisors Financial Network, Llc
  Duluth, MN
  Biwabik, MN
  Duluth, MN
• 2008-01-01 → 2010-05-10
  Wells Fargo Clearing Services, Llc
  Duluth, MN
• 2004-10-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Duluth, MN
  Duluth, MN
  St. Louis, MO

Other Businesses

1. 8/10/2017 - Independent Advisor Alliance (IAA) - investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start 07/28/2017 - Hours per month 160/ hours during trading 8-Time spent percent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/10/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 10/2/2018 - Independent Advisor Alliance - DBA: (Hybrid) Marline & Associates Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 06/27/2017 - 300 Hours Per Month/200 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/2/2018. I expect to spend approximately 300 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/8/2018 - Marline & Associates Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2017 - 300 Hours Per Month/200 Hours During Securities Trading. 4. 06/11/2019 - Marline Properties - Investment related - Superior WI 54880 - Real Estate Rental - start date:06/01/2019 - 1 hr/mo - 0 hrs during trading. 5. 4/15/2020 - Marline Tax Services LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - President/Owner - Start Date: 01/01/2020 - 40 Hours Per Month/1 Hour During Securities Trading. 6. 12/14/2022 - Sage Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date - 12/06/2022 - 4 Hours Per Month/4 Hours During Securities Trading 7. 07/03/2023 - NGP Development LLC - Investment Related - Cloquet, MN - Real Estate Rental - Start Date 07/03/2023 - 20 Hours Per Month/ 0 Hours During Trading 8. 12/23/2025-NGP Development LLC-Owner-Real Estate Rental-Not Inv Related-At Proctor, MN-Start date 07/03/2023-20hrs/mth-1hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-06-13
• S65 Uniform Investment Adviser Law Examination
  2003-06-06