Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Princor Financial Services | Des Moines | IA | 06/2004 | 07/2018 |
| Principal Life Insurance Co | Des Moines | IA | 06/2004 | 07/2018 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 07/2018 | 10/2019 |
| Principal Life Insurance | Des Moines | IA | 10/2019 | Present |
| Principal Securities Inc | Des Moines | IA | 12/2019 | Present |
| Emppower | Greenwood Village | CO | 07/2018 | 10/2019 |
***Rental Property; Not Investment Related; Ankeny, IA; Owner/Landlord; Rending out former residence. Collect rent, tend to maintenance issues.; Start Date: 02/28/2020; 1 hrs per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-02 |
Reach out to this advisor