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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-17 |
| TX | RA | APPROVED | 2024-01-17 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
1302 State Street, Santa Barbara, CA 93101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management | Santa Barbara | CA | 01/2008 | 04/2017 |
| First Republic Bank | Santa Barbara | CA | 12/2008 | 04/2017 |
| First Republic Securities Company, Llc | Santa Barbara | CA | 04/2017 | 09/2023 |
| First Republic Investment Management, Inc. | Santa Barbara | CA | 04/2017 | 09/2023 |
| J.P. Morgan Securities Llc | Santa Barbara | CA | 09/2023 | Present |
| Jpmorgan Chase Bank, Na. | Santa Barbara | CA | 10/2023 | Present |
Entity Name: CS International Holdings Investment related: No Address: Santa Barbara, CA www.eatcaddysnacks.com Nature of the other business: Marketing Position/Title/Relationship: Owner/Partner Start Date: 11/21/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Power bar snack marketer. My role is simply an investor for a friend. I bought the shares as a gift for my daughter. The company founder is a longtime friend. Name: Catholic Charities of Santa Barbara Address: 609 E. Hayley Street, Santa Barbara, CA 93103 Investment-related: No Nature of the business: non-profit organization Role: Member of Advisory Board, Treasurer Start Date: October 15, 1999 Description of duties: Board related duties, my main activity is fund development Number of hours each month: 10 hours Number of hours during trading: None Name: Peoples' Self-Help Housing Address: 3533 Empleo Street, San Luis Obispo, CA 93401 Investment-related: No Nature of the business: Board of Directors Role: Start Date: Board related duties, my main activity is fund development and oversight Description of duties: March 1, 2015 Number of hours each month: 6 hours Number of hours during trading: None Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Gioiello acts in the capacity of trustee for a client account. Name: Santa Barbara Historical Museum Address: 136 E. De La Guerra St. Santa Barbara CA 93101 Investment-related: No Nature of the business: Museum Role: Board Trustee Start Date: 02/01/2021 Description of duties: Trustee Number of hours each month: 8 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-27 |
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