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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-17
TX RA APPROVED 2024-01-17
  • CA RA
    APPROVED
    Since 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17

Branch Locations

2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States

1302 State Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management Santa Barbara CA 01/2008 04/2017
First Republic Bank Santa Barbara CA 12/2008 04/2017
First Republic Securities Company, Llc Santa Barbara CA 04/2017 09/2023
First Republic Investment Management, Inc. Santa Barbara CA 04/2017 09/2023
J.P. Morgan Securities Llc Santa Barbara CA 09/2023 Present
Jpmorgan Chase Bank, Na. Santa Barbara CA 10/2023 Present
  • 01/2008 → 04/2017
    First Republic Investment Management
    Santa Barbara, CA
  • 12/2008 → 04/2017
    First Republic Bank
    Santa Barbara, CA
  • 04/2017 → 09/2023
    First Republic Securities Company, Llc
    Santa Barbara, CA
  • 04/2017 → 09/2023
    First Republic Investment Management, Inc.
    Santa Barbara, CA
  • 09/2023 → Present
    Santa Barbara, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, Na.
    Santa Barbara, CA
Previous Registrations
  • 2011-07-18 → 2025-03-19
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    Santa Barbara, CA
  • 2003-03-13 → 2008-11-10
    Montecito, CA
Other Businesses

Entity Name: CS International Holdings Investment related: No Address: Santa Barbara, CA www.eatcaddysnacks.com Nature of the other business: Marketing Position/Title/Relationship: Owner/Partner Start Date: 11/21/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Power bar snack marketer. My role is simply an investor for a friend. I bought the shares as a gift for my daughter. The company founder is a longtime friend. Name: Catholic Charities of Santa Barbara Address: 609 E. Hayley Street, Santa Barbara, CA 93103 Investment-related: No Nature of the business: non-profit organization Role: Member of Advisory Board, Treasurer Start Date: October 15, 1999 Description of duties: Board related duties, my main activity is fund development Number of hours each month: 10 hours Number of hours during trading: None Name: Peoples' Self-Help Housing Address: 3533 Empleo Street, San Luis Obispo, CA 93401 Investment-related: No Nature of the business: Board of Directors Role: Start Date: Board related duties, my main activity is fund development and oversight Description of duties: March 1, 2015 Number of hours each month: 6 hours Number of hours during trading: None Name: Client's Trust Account Investment-Related: Yes Position/ Title: Trustee Duties: Mr. Gioiello acts in the capacity of trustee for a client account. Name: Santa Barbara Historical Museum Address: 136 E. De La Guerra St. Santa Barbara CA 93101 Investment-related: No Nature of the business: Museum Role: Board Trustee Start Date: 02/01/2021 Description of duties: Trustee Number of hours each month: 8 Number of hours during trading: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    2014-02-27
Designations

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