Randy John Anderson

Current Employers

Employment History

• 09/2008 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/2008 → 08/2023
  Equitable Advisors, Llc
  New York, NY
• 08/2023 → Present
  Traction Financial Partners
  Littleton, CO
• 08/2023 → Present
  Lpl Financial
  Littleton, CO

Previous Registrations

• 2015-07-09 → 2023-08-11
  Equitable Advisors, Llc
  Lakewood, CO
  Greenwood Village, CO

Other Businesses

1- 08/2023 / RBB Advisors, LLC / Business Entity For Tax/Investment Purposes Only / Noninvestment Related / 1 HR MNTH / 1 Time Spnt Prcnt / start date 7/8/2013 2- 08/2023 / RJ Anderson Financial, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / start date 11/15/2006 3- 08/22/2023 - Traction Financial Partners, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 7.5 Hours During Trading - Time Spent 100% - I provide investment advisory services through Traction Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 08/22/2023 - Traction Financial Partners - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 60 Hours Per Month/ 15 Hours During Trading - Time Spent 50% - I provide investment advisory services through Traction Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 8/2023. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- Arapahoe Community College Foundation: Not Investment related; Non-profit organization; Chair of the Board of Directors; Littleton, CO; 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-02
• S63 Uniform Securities Agent State Law Examination
  2004-04-06

Designations

Other Names

• Randy J Anderson