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Inactive

Richard Charles St. Onge

Winthrop Wealth

Boston, MA

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Current Employers
Winthrop Wealth

321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-26
MA RA APPROVED 2017-10-11
  • TX RA
    APPROVED_RES
    Since 2020-02-26
  • MA RA
    APPROVED
    Since 2017-10-11

Branch Locations

321 Columbus Ave 3Rd Fl, Boston, MA 02116-5168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Boston MA 03/2003 01/2025
Winthrop Advisory Group, Llc Boston MA 04/2017 Present
  • 03/2003 → 01/2025
    Lpl Financial Llc
    Boston, MA
  • 04/2017 → Present
    Winthrop Advisory Group, Llc
    Boston, MA
Previous Registrations
  • 2014-02-19 → 2025-01-08
    Lpl Financial Llc
    Boston, MA
    Avon, CT
    Westborough, MA
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-23
S63 Uniform Securities Agent State Law Examination 2003-07-25
  • S66 Uniform Combined State Law Examination
    2013-12-23
  • S63 Uniform Securities Agent State Law Examination
    2003-07-25
Other Names
  • Richard Charles St. Onge
  • Richard Ppc Charles St. Onge
  • Richard C Stonge
  • Rich St. Onge
  • Richard C St. Onge, Ppc
  • Richard Charles St. Onge, Ppc

View on SEC IAPD

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Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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