Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Knoxville | TN | 07/2014 | 05/2020 |
| Financial Concepts | Knoxville | TN | 08/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Knoxville | TN | 01/2015 | 05/2020 |
| Cadaret, Grant & Co. Inc. | Knoxville | TN | 05/2020 | 07/2025 |
| Lpl Financial Llc | Knoxville | TN | 07/2025 | Present |
1- 07/2025 - Financial Concepts - Real Estate Rental -Owner / Managing Partner- Investment Related - At Reported Business Location(s) - Start Date 05/18/2023 - 1 hour per month/ during trading 2- 07/2025 - Financial Concepts - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/28/2019 - 160 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-16 |
Reach out to this advisor