Brett Johnson

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2018-02-01

UT RA
APPROVED

Since 2018-02-01

Branch Locations

13961 S. Minuteman Drive Suite 300, Salt Lake City, UT 84020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Knox Capital Advisors Llc	Draper	UT	12/2005	12/2017
Kcg Securities, Llc	Draper	UT	06/2010	12/2017
Capfinancial Partners Llc (Captrust)	Raleigh	NC	01/2018	Present
Capfinancial Securities Llc	Raleigh	NC	03/2018	Present

12/2005 → 12/2017

Knox Capital Advisors Llc

Draper, UT
06/2010 → 12/2017

Kcg Securities, Llc

Draper, UT
01/2018 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
03/2018 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2006-01-26 → 2017-12-31

Knox Capital Advisors, Llc

Draper, UT
2005-02-22 → 2006-01-24

M Holdings Securities, Inc.

Draper, UT
2003-04-16 → 2005-01-10

Osaic Fa, Inc.

Salt Lake City, UT

Other Businesses

Name: Star J Investments, LLC, Investment-Related: Yes., Address: private residence, Nature: rental income, Position/Title: Manager, Bookkeeper, Start: 1/10/2008, Hours/Month: 2, Hours during Market Hours: 0, Duties: bookkeeping and managing rental properties Name: Brett Johnson, Investment-Related: No., Address: private residence, Nature: bookkeeping, Position/Title: Self-Employed, Start: 01/01/2019, Hours/Month: 3, Hours during Market Hours: 0, Duties: Track income, expenses, and pay bills for small businesses.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-04

S66 Uniform Combined State Law Examination

2003-04-04

Designations

Other Names

Brett Hadfield Johnson

View on SEC IAPD