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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-02 |
Branch Locations
4010 W. Boy Scout Blvd. Suite 725, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Tampa | FL | 10/2011 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 11/2016 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Temple Terrace | FL | 09/2017 | 08/2019 |
| Suncoast Equity Management, Llc | Tampa | FL | 08/2019 | 01/2026 |
| Morgan Stanley | Tampa | FL | 09/2017 | 08/2019 |
| Capfinancial Partners, Llc. (Captrust) | Raleigh | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-19 |
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