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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-06-24
IL RA APPROVED 2026-06-02
TX RA APPROVED 2026-06-02
  • WI RA
    APPROVED
    Since 2026-06-24
  • IL RA
    APPROVED
    Since 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-02

Branch Locations

1337 N Taylor Dr, Sheboygan, WI 53081 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

606 Riverside Ave, St. Charles, IL 60174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc St. Charles IL 06/2026 Present
Kestra Investment Services, Llc St. Charles IL 06/2026 Present
Janus Management Holdings Corp Denver CO 05/2014 08/2019
Janus Distributors Llc Denver CO 05/2014 08/2019
Commonwealth Financial Network Waltham MA 08/2019 11/2021
Riverstone Wealth Partners, Llc Saint Charles IL 08/2019 11/2021
Commonwealth Financial Network Waltham MA 11/2021 06/2026
Riverstone Wealth Partners, Llc St. Charles IL 11/2021 06/2026
  • 06/2026 → Present
    St. Charles, IL
  • 06/2026 → Present
    Kestra Investment Services, Llc
    St. Charles, IL
  • 05/2014 → 08/2019
    Janus Management Holdings Corp
    Denver, CO
  • 05/2014 → 08/2019
    Janus Distributors Llc
    Denver, CO
  • 08/2019 → 11/2021
    Waltham, MA
  • 08/2019 → 11/2021
    Riverstone Wealth Partners, Llc
    Saint Charles, IL
  • 11/2021 → 06/2026
    Waltham, MA
  • 11/2021 → 06/2026
    Riverstone Wealth Partners, Llc
    St. Charles, IL
Previous Registrations
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/20/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: RIVERSTONE WEALTH PARTNERS LLC POSITION: wealth advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 40 START DATE: 05/21/2026 ADDRESS: 606 Riverside Ave, St. Charles IL 60174-2969, United States DESCRIPTION: i manage client accounts and overall portfolios

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-19
S63 Uniform Securities Agent State Law Examination 2012-06-20
  • S65 Uniform Investment Adviser Law Examination
    2021-08-19
  • S63 Uniform Securities Agent State Law Examination
    2012-06-20

View on SEC IAPD

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