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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-26 |
Branch Locations
1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank/Wells Fargo Advisors | Stuart | FL | 11/2002 | 09/2024 |
| Wells Fargo Advisors Llc | Naples | FL | 06/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 03/2003 | 09/2024 |
| Charles Schwab & Co., Inc. | Orlando | FL | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-30 |
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