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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-10
TX RA APPROVED 2016-06-10
  • CA RA
    APPROVED
    Since 2016-06-10
  • TX RA
    APPROVED
    Since 2016-06-10

Branch Locations

1550 Parkside Dr. Suite 260, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
Previous Registrations
  • 2007-07-16 → 2016-07-22
    Protected Investors Of America
    Walnut Creek, CA
  • 2005-07-29 → 2007-07-25
    Associated Planners Investment Advisory Inc
    Lafayette, CA
  • 2004-01-21 → 2004-07-16
    Walnut Creek, CA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. FPA NORCAL, 145 CORTE MADERA TOWN CENTER #204, CORTE MADERA, CA, 09/2018. COMMITTEE MEMBER, COORDINATE SPEAKERS. NIR-5/MO-3/TRADING. 3. PROTECTED INVESTORS OF AMERICA, 1550 Parkside Dr., Ste. 260, Walnut Creek CA 94596, United States, 05/17/2024, DBA, Administrative, NIR, 5HR/MO-3HR/TRADING. 4. INTERSECT FINANCIAL, LLC, 1550 Parkside Dr., Ste. 260, Walnut Creek CA 94596, 05/2025, Owner, Owner/Partner of a Business Entity, NIR, 5 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-30
  • S66 Uniform Combined State Law Examination
    2003-10-30
Designations
Other Names
  • Lisa Denise Marshall
  • Denise Tuemmler

View on SEC IAPD

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