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Rodrigo Ramos

Ubs Financial Services Inc.

Rancho Santa Fe, CA

San Diego, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-05-24
CA RA APPROVED 2010-03-22
TX RA APPROVED 2010-03-18
  • IL RA
    APPROVED
    Since 2024-05-24
  • CA RA
    APPROVED
    Since 2010-03-22
  • TX RA
    APPROVED
    Since 2010-03-18

Branch Locations

Rancho Santa Fe, CA • United States

600 West Broadway Suite 2800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Diego CA 03/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-15
  • S66 Uniform Combined State Law Examination
    2003-05-15

View on SEC IAPD

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