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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-17 |
| CA | RA | APPROVED | 2012-02-21 |
Branch Locations
2999 Douglas Blvd., Ste 180, Roseville, CA 95661 • United States
3478 Buskirk Ave Ste 1000, Pleasant Hill, CA 94523 • United States
Concord, CA • United States
111 Deerwood Rd. Ste. 200, San Ramon, CA 94583 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2012 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2012 | Present |
1) HORIZON WEALTH SOLUTIONS, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA, 01/2010, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 7 HR/MO 4/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2010, AS ADVISORY REP OF A RIA. INV REL, 50 HR/WK 30/TRADING 3) HORIZON WEALTH SOLUTIONS, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA, CFP, 07/2013, INV REL, 50 HR/WK 25/TRADING HR 4) SAN RAMON CHAMBER OF COMMERCE, 2410 CAMINO RAMON STE 110 SAN RAMON CA, NETWORKING LEADER, 01/2021, NIR, 6 HR/MO 3/TRADING HR 5) INSURANCE, 3478 Buskirk Avenue, Suite 1000, Pleasant Hill CA 94523, United States, 01/22/2010, Agent, Insurance/Benefits/Human Resources, NIR, 7 HR/MO - 4 HR/MO TRADING 6) BLUE DOT WEALTH MANAGEMENT, 3478 BUSKIRK AVE STE 1000 PLEASANT HILL CA 94523, 07/2023, IAR, DBA, INV REL, 170 HR/MO 120 HR/MO TRADING 7) RENTAL PROPERTY, 7237 Secret Garden Loop, Roseville CA 95747, United States, 11/15/2024, Owner, Real Estate, NIR, 4 HR/MO - 0 HR/MO TRADING 8) PROFESSIONAL WOMEN'S REFERRAL GROUP, 2820 Shadelands Drive, Walnut Creek CA 94598, 01/2025, BOARD MEMBER, MARKETING, NIR 4 HR/MO - 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-26 |
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