James Patrick Maher

Current Employers

Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-04-28
AL	RA	APPROVED	2021-09-08
PA	RA	APPROVED	2020-06-08
MI	RA	APPROVED	2013-11-25

OH RA
APPROVED

Since 2023-04-28
AL RA
APPROVED

Since 2021-09-08
PA RA
APPROVED

Since 2020-06-08
MI RA
APPROVED

Since 2013-11-25

Branch Locations

30101 Northwestern Hwy #120, Farmington Hills, MI 48334 • United States

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Maher Financial Group	Farmington Hills	MI	03/2004	Present
Concorde Investment Services, Llc	Troy	MI	11/2013	Present
Concorde Asset Management	Troy	MI	11/2013	Present

03/2004 → Present

Maher Financial Group

Farmington Hills, MI
11/2013 → Present

Concorde Investment Services, Llc

Troy, MI
11/2013 → Present

Concorde Asset Management

Troy, MI

Previous Registrations

2010-08-18 → 2013-11-15

Northstar Financial Partners, Inc.

Rochester, MI

Farmington Hills, MI

Other Businesses

1) MICHIGAN LAWSUIT FUNDING, LLC, OWNER, SETTLEMENT ADVANCES, FARMINGTON HILLS, MI. 1-5 HOURS/MONTH DURING BUSINESS HOURS. 2) MAHER FINANCIAL GROUP, INC., START DATE, MARCH 2004, FARMINGTON HILLS, MI. SECURITES AND INVESTMENT ADVISOR SALES AND SERVICE. INVESTMENT RELATED. OWNER. FULL TIME DURING BUSINESS HOURS. 3)CONCORDE ASSET MANAGEMENT, START DATE, NOVEMBER 2013, FARMINGTON HILLS, MI. INVESTMENT ADVISOR REPRESENTATIVE. INVESTMENT RELATED. 1-5 HOURS/MONTH DURING BUSINESS HOURS. 4) MAHER STRUCTURED SETTLEMENTS. OWNER. FARMINGTON HILLS, MI. MEET WITH PROSPECT AND PROVIDE PERSONAL INJURY SETTLEMENT CONSULTING SERVICES. 6-10 HOURS/MONTH DURING TRADING HOURS. 5) Concorde Insurance Agency; FARMINGTON HILLS, MI. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 6) Trinity Capital Funding, Investment related, Start date: August 2021, Owner (50%), Lawsuit funding. Farmington Hills, MI. 1-5 hours/month during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-22

S66 Uniform Combined State Law Examination

2003-04-22

Other Names

James Patrick Maher
James Patrick Maher

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