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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-23
ID RA APPROVED 2021-03-12
  • TX RA
    APPROVED
    Since 2021-06-23
  • ID RA
    APPROVED
    Since 2021-03-12

Branch Locations

3540 E Longwing Lane Suite 210, Meridian, ID 83646 • United States

Eagle, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Salt Lake City UT 10/2010 Present
Mml Investor Services Salt Lake City UT 01/2011 Present
  • 10/2010 → Present
    Massmutual Life Insurance Company
    Salt Lake City, UT
  • 01/2011 → Present
    Mml Investor Services
    Salt Lake City, UT
Other Businesses

NAME: PAUL HALES INV REL: Y ADD: 2213 N CORSEY WAY EAGLE ID 83616 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 11/01/2016 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: INDIVIDUAL LIFE / HEALTH, GROUP LIFE / HEALTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-25
S63 Uniform Securities Agent State Law Examination 2003-09-09
  • S66 Uniform Combined State Law Examination
    2021-02-25
  • S63 Uniform Securities Agent State Law Examination
    2003-09-09

View on SEC IAPD

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