Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-29
  • MO RA
    APPROVED
    Since 2023-06-29

Branch Locations

St. Charles, MO • United States

1771 Zumbehl Rd, St Charles, MO 63304 • United States

Wentzville, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors St Charles MO 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
St. Louis Event Parking Iii Llc Dba Cupples Parking Lot St Louis MO 12/2022 Present
St Louis Event Parking #'S 1, 2, 4, 5, 6, 7, 8, Saint Charles MO 04/2016 Present
  • 09/2014 → 06/2021
    Voya Financial Advisors
    St Charles, MO
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 12/2022 → Present
    St. Louis Event Parking Iii Llc Dba Cupples Parking Lot
    St Louis, MO
  • 04/2016 → Present
    St Louis Event Parking #'S 1, 2, 4, 5, 6, 7, 8,
    Saint Charles, MO
Previous Registrations
  • 2005-06-22 → 2021-06-09
    O'FAllon, MO
    St Charles, MO
    Belleville, IL
    St. Charles, MO
    St. Charles, MO
    Marinette, WI
    Windsor, CT
Other Businesses

1. NAME OF ENTITY:LUCAS PLAZA LLC; No; 9727 Avondale Hills Lane; Wentzville; MO; 63385; REAL ESTATE - Raw Land/timber. Acreage. Recreational property.; OWNER; 1/1/2014; 10; 5; MAINTAIN, Raw acreage. Acquire farm equipment, possible production and sale of hay, sale of timber. Recreational property. 2. NAME OF ENTITY:STAR PARK II, LLC; No; 9727 Avondale Hills Lane; Wentzville; MO; 63385; REAL ESTATE; OWNER; 10/1/2013; 10; 5; MAINTAIN PARKING LOT PROPERTY AND COLLECT RENT|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 519 WOODMERE CROSSING; SAINT CHARLES; MO; 63303; 3. FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/31/2005; 20; 20; SALES OF FIXED INSURANCE PRODUCTS 4. NAME OF ENTITY:4570 CRE LLC; No; 9727 Avondale Hills Lane; Wentzville; MO; 63385; Commercial Rental Property; Owner; 5/23/2018; 2; 1; Act as landlord - collection of rents, discussions with tenant. 5. NAME OF ENTITY:W&W Ventures LLC; No; 9727 AVONDALE HILLS LN; WENTZVILLE; MO; 63385; Purchase and potentially develop raw land into neighborhood.; Member; 8/10/2020; 10; 2; Arranging development of land, meeting with surveyors, engineering firms, etc to layout neighborhood.|NAME OF ENTITY:KP Ranch LLC; No; 9727 Avondale Hills Lane; Wentzville; MO; 63385; Farm land; Member; 1/15/2021; 5; 0; Involved in decision-making regarding leases, and potential sale.| 6. NAME OF OTHER BUSINESS: ST. LOUIS EVENT PARKING III LLC DBA CUPPLES PARKING LOT, INVESTMENT RELATED: NO, ADDRESS: 400 S. 9TH STREET, ST. LOUIS, MO 63102, NATURE OF BUSINESS: PARKING LOT, START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT FROM AN OWNERSHIP LEVEL OF DEVELOPMENT OF PARKING OPERATION; 7. NAME OF OTHER BUSINESS: ST LOUIS EVENT PARKING #'S 1, 2, 4, 5, 6, 7, 8, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: PERSONAL LLC/ REAL ESTATE ACQUISITION, START DATE: 04/2016 - 12/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LLC'S CREATED FOR POTENTIAL FUTURE REAL ESTATE AQUISITIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
  • S66 Uniform Combined State Law Examination
    2003-06-19

View on SEC IAPD

More in St. Charles, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor