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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-01
  • MI RA
    APPROVED
    Since 2026-07-01

Branch Locations

1251 E Beltline Ave Ne, Grand Rapids, MI 49525-4503 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-09
MI RA APPROVED 2010-07-06
  • TX RA
    APPROVED_RES
    Since 2025-04-09
  • MI RA
    APPROVED
    Since 2010-07-06

Branch Locations

Waters Circle 1251 E. Beltline Ne, Grand Rapids, MI 49525 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Huntington Investment Company Columbus OH 01/2003 Present
Huntington National Bank Holland MI 07/2001 Present
Ameriprise Financial Services, Llc Grand Rapids MI 06/2026 Present
  • 01/2003 → Present
    Huntington Investment Company
    Columbus, OH
  • 07/2001 → Present
    Huntington National Bank
    Holland, MI
  • 06/2026 → Present
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-02-26
S63 Uniform Securities Agent State Law Examination 2003-04-25
  • S65 Uniform Investment Adviser Law Examination
    2009-02-26
  • S63 Uniform Securities Agent State Law Examination
    2003-04-25
Designations

View on SEC IAPD

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