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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-09-09 |
| TX | RA | APPROVED | 2015-08-17 |
Branch Locations
901 Main St Central Business Review Unit, Dallas, TX 75202 • United States
1100-1800 American Blvd Central Business Review Unit, Pennington, NJ 08534 • United States
Clifton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2013 | Present |
I*133953 For profit or not for profit: For-Profit Organization Name of outside business organization: Ebay Investment related: N Address of business: Cligton, New Jersey 07013 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 1/1/2021 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The nature is to sell sport card collectibles via a consignment company on Ebay. Items are to be listed via the company to limit amount of time selling.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-30 |
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