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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
6060 Championship View, Colorado Springs, CO 80922 • United States
4585 N Nevada Ave, Colorado Springs, CO 80918 • United States
4480 Forrest Hill Rd, Colorado Springs, CO 80907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services Lp | San Diego | CA | 09/2014 | 05/2025 |
| Lpl Financial Llc | Colorado Springs | CO | 05/2025 | Present |
1. 05/15/2025- Ent Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/04/2014- 173 Hours Per Month- 140 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-30 |
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