Scott Douglas Browning

Current Employers

Browning Capital Management Llc

Sisters, OR • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2019-05-24
CA	RA	APPROVED	2013-10-23

OR RA
APPROVED

Since 2019-05-24
CA RA
APPROVED

Since 2013-10-23

Branch Locations

Sisters, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Browning Capital Management Llc	Mission Viejo	CA	10/2013	Present

10/2013 → Present

Browning Capital Management Llc

Mission Viejo, CA

Previous Registrations

2012-10-23 → 2013-12-02

Partnervest Advisory Services Llc

Irvine, CA

Santa Barbara, CA

Other Businesses

SCOTT D. BROWNING IS A LICENSED ATTORNEY IN CALIFORNIA. IN ADDITION, SCOTT D. BROWNING IS CURRENTLY AN INACTIVE ATTORNEY IN THE STATE OF OREGON. SCOTT D. BROWNING IS A LICENSED CERTIFIED PUBLIC ACCOUNTANT IN THE STATE OF CALIFORNIA. MR. BROWNING WILL NOT HAVE SIGNATORY AUTHORITY OVER CLIENT ACCOUNTS. MR. BROWNING DEDICATES LESS THAN 10% OF HIS TIME TOWARD LEGAL AND ACCOUNTING SERVICES. SCOTT D. BROWNING MAY RECOMMEND INSURANCE PRODUCTS AND MAY ALSO, AS AN INDEPENDENT INSURANCE AGENT, SELL THOSE RECOMMENDED INSURANCE PRODUCTS TO CLIENTS. MR. BROWNING DEDICATES APPROXIMATELY 10% OF HIS TIME TO INSURANCE SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-29

S66 Uniform Combined State Law Examination

2003-05-29

View on SEC IAPD